Wealth Management Compliance Senior Associate

About us 

At Davy, it’s the unique talents of all our people that have been the foundations of our success for almost 100 years. As we continue to grow, so do you. Because you are not just part of our team – you are a key player in shaping our future. 

At Davy, you are the difference.   

Established in 1926, the Davy Group sits at the heart of wealth and capital in Ireland, providing a broad range of services to high-net-worth individuals, self-directed investors, small-to-medium enterprises, credit unions, corporations, and domestic & international institutional investors. 

Our culture is shaped around three values, which are at the heart of everything we do: client success, one Davy, and building a proud legacy. Sharing the same goals, we work together to deliver exceptional outcomes for our clients. As part of a team of over 900, you will be encouraged to learn and to grow, both professionally and personally.  

About the role  

An exciting opportunity has opened up for a Wealth Management Compliance  Associate supporting the Wealth Management business which provides Discretionary, Advisory and Execution Only services to Retail and Professional private, corporate, pension and Credit Union clients.

In the role, the successful candidate will:

• Play a key role in the compliance team in ensuring that Davy meets its regulatory requirements, particularly under MiFID regulations
• Contribute to the development and implementation of the Davy compliance framework including policies and procedures
• Conduct compliance assurance activities and working with more senior colleagues, provide guidance to internal stakeholders on compliance matters
• Monitor regulatory developments, guidance and industry trends
• Support engagements with our key stakeholders

About you

We are looking for somebody who has the following background and skills:

• An understanding of MiFID regulations, guidelines and wealth management with a desire to learn
• An understanding of compliance risk
• Excellent verbal & written communication and presentation skills
• 3rd level Degree in relevant discipline or equivalent
• Minimum of 1 years’ experience in the financial. services industry, ideally with a focus on wealth management or pensions.

What we offer

At Davy, our people are our biggest investment. In today’s fast-moving world, we know it’s important to feel secure and empowered. That’s why Davy benefits support you through all of life’s stages, offering health and wellness, flexible working options, flexible benefits allowance, learning and development opportunities, through to assisted retirement planning.  

• Health and Wellbeing 

Psychological safety, emotional wellbeing and support are a priority at Davy. We offer a comprehensive Employee Assistance Programme (EAP) and mental health first aid. Our Sports & Social teams promote physical wellbeing and social connection. 

• Reward and Recognition 

We offer a competitive remuneration package to include salary, bonus, pension and a host of additional benefits to protect you and your family when it matters most. 

• Growth and Development 

Our award-winning L&D function supports you and your growth at Davy. We offer a comprehensive range of professional and personal development opportunities. Our culture supports learning, and we encourage you to explore more at Davy. 

• Positive Workplace 

Our workplace is inclusive, diverse, and offers everyone a sense of belonging. We are flexible and continue to support a hybrid working model. You will get to be your best at Davy. 

• Values and Culture 

Exceptional client outcomes delivered by a world class team, underpinned by our core Davy values – One Team, Client Success, and Proud Legacy.  

Important Information

Davy is an equal opportunities employer and we are committed to fostering an inclusive workplace. We value diversity both in background and in experience. You might not meet all of the requirements outlined in the above job description, but we would still like to hear from you. We review all applications received.

Appointment to this role is subject to the candidate's eligibility to work in Ireland.

Where agency assistance is required, our Recruitment Team will engage directly with suppliers. Unsolicited CVs / profiles supplied to us by recruitment agencies will not be accepted for this role.

Davy Group is a member of the Bank of Ireland Group.