Senior Compliance Manager

WHAT YOU'LL BE DOING:

Project Leadership and Delivery

• Lead major compliance projects such as:
  • Implementation of new regulatory requirements across specific markets or asset classes
  • Compliance integration for new market access or trading venues
  • Regulatory remediation projects and control enhancements
• Manage project timelines, resources, and stakeholder expectations
• Define project scope, deliverables, and success metrics
• Coordinate cross-functional teams to ensure successful project implementation

Regulatory Compliance Management

• Own compliance responsibilities for assigned areas which may include:
  • Specific geographic regions (e.g., APAC markets, European venues)
  • Regulatory domains (e.g., market conduct, transaction reporting)
• Deep expertise in relevant regulations such as:
  • US: SEC Rule 15c3-5 (Market Access Rule), Reg NMS, Reg SHO, FINRA rules
  • Europe: MiFID II/MiFIR, MAR, EMIR
  • Asia: Jurisdiction-specific regulations in Singapore (MAS), Japan (HST), and other relevant markets

Regulatory Reporting and Filings

• Oversee all regulatory reporting requirements including:
• Transaction reporting (CAT, TRACE, MiFID II transaction reporting)
• Position reporting and large trades reporting
• Regulatory capital calculations and reporting
• Manage regulatory examinations and inquiries
• Prepare and file required regulatory documents and notifications

Stakeholder Management

• Serve as compliance point of contact for assigned business areas or projects
• Participate in regulatory examinations and inquiries related to your areas of responsibility
• Present project updates and compliance metrics to stakeholders

WHAT WE LOOK FOR IN YOU:

Education and Certifications

• Bachelor's degree in Finance, Law, Economics, or related field (Master's or JD preferred)
• Relevant professional certifications (e.g., Series 7, 24, 57, or international equivalents)
• 7-10+ years of compliance experience in financial services, with at least 3 years in electronic or algorithmic trading

Skills and Competencies

• Proven ability to interpret complex regulations and apply them to HFT operations
• Strong project management skills with experience leading complex, cross-functional initiatives
• Excellent analytical and problem-solving abilities
• Outstanding written and verbal communication skills
• Ability to work both independently and collaboratively within a team environment
• Experience managing multiple projects and priorities simultaneously
• Strong stakeholder management and influencing skills

NICE-TO-HAVE:

• Previous experience at a proprietary trading firm or HFT-focused organization
• An understanding of trading strategies and their regulatory implications
• Experience with regulatory bodies and participating in industry groups or forums
• Experience with regulatory reporting and compliance tools specific to the trading industry
• Demonstrated leadership in regulatory change projects

WHY YOU SHOULD JOIN OUR TEAM?

• Great challenges with fast feedback loops
• A welcoming group of highly qualified international professionals
• Cutting-edge hardware and technology
• Work remotely from anywhere in the world
• Access any of our global offices anytime
• Flexible schedule
• 40 paid days off
• Competitive salary